Richard Dragotta, ChFC®, CRPC®, RFC®
Paramus, New Jersey, 07652
Member Since 2005
Objectivity, Experience and Service. As an independent fee based financial planner and investment advisor, I have the experience and integrity to help you achieve your most important goals including; planning for a comfortable retirement, building your retirement nest egg, evaluating how to best utilize a recent inheritance, or leaving a legacy for your family. I specialize in highly personalized financial planning and asset management to better help you and your families meet these goals. When you are our client you will have the financial peace of mind of knowing your assets and financial future are in the hands of trustworthy expert that will always place your interests first
My Location
Background Information
Years of Financial Experience
- 20
Education
- Gettysburg College (Economics /Accounting)
Certifications and Designations
- ChFC®
- CRPC®
- RFC®
Methods of Compensation
- Financial Planning: Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- LPL Financial
Types of Financial Reports
- Performance Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2056192
- Securities Registrations: Series 65, Series 63, Series 7, 53,8
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: LPL Financial
- Broker/Dealer: LPL Fianancial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementLPL FINANCIAL MEMBER FINRA/SIPC
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, fee based management
Investment Products
- Mutual Funds, Securities, Hedge Fund, REITs, ETFs, alternative investments
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health
Visit Website - http://www.lplofparamus.com
