Richard Cox Sr, CFP®, ChFC®, AEP®

Chattanooga, Tennessee, 37421
advisor

Member Since 2006

Trying to map a course to arrive at your financial goals but overwhelmed by the countless decisions required? Don\'t feel alone, in todays fast ever changing legal, tax, trust, insurance and investment* environment even the most experienced investor can quickly find themselves on the wrong road. Cox Wealth Management, LLC strives to help take the stress out of planning your financial future. By creating an alliance of professional advisors we bring together an experienced team to map out a strategy and then working together we find the best course to help you reach your financial goals. (* See Disclosure link listed below)
Contact Richard
 
 

My Location

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 Background Information

  • Years of Financial Experience

    • 34

  • Education

    • American College (ChFC)
    • American College (CLU)
    • College for Financial Planning (Institute of Tax Studies / ATA)
    • American College (AEP)

  • Certifications and Designations

    • CFP®
    • ChFC®
    • CLU®
    • MFP™
    • QFP
    • LUTCF
    • CWM®,
    • AEP®

  • Association Memberships

    • FPA
    • IAQFP
    • NSA
    • SFSP

  • Methods of Compensation

    • Financial Planning: Hourly fee, Fixed fee, Retainer
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee, Retainer

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Pershing, LLC

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Quarterly)
    • Custodial Report (Quarterly)
    • Other

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them annually and upon request
    • I review my clients' investment portfolios with them quarterly and upon request
 

  • Registration & Licensing

    • CRD/IARD Number: 1403565
    • Securities Registrations: Series 65, Series 63, Series 7, Series 24
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health

  • Company Names

    • Registered Investment Advisor: Cox Wealth Management, LLC
    • Broker/Dealer: American Portfolios Financial Services, Inc.

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Alabama
    • Arizona
    • California
    • Colorado
    • Delaware
    • Florida
    • Georgia
    • Kentucky
    • Michigan
    • Minnesota
    • Mississippi
    • Montana
    • Nevada
    • New Hampshire
    • New Jersey
    • New Mexico
    • New York
    • North Carolina
    • Pennsylvania
    • Tennessee
    • Texas
    • Vermont
    • Virginia

  • Firm Disclosures

    • Investment advisory services offered through Cox Wealth Management, LLC. a SEC Registered Investment Advisor

      Securities offered through American Portfolios Financial Services, Inc. , Member FINRA/SIPC

      Cox Wealth Management, LLC. is independent of American Portfolios Financial Services Inc. and American Portfolios Advisors Inc

  • Additional Disclosure(s)

    • View Statement

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Hourly, Current Review, Estate and Trust Administration

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios, 401K Rebalancing

  • Investment Products

    • Mutual Funds, Securities, Commodities, REITs, Limited Partnerships

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health

  • Tax Advice & Services

    • Tax Clients: Other
    • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing
 
Contact Richard
 
Visit Website - http://coxwealth.com
Paladin Registry

Minimum Asset Requirement

  • $50,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Public Pension Funds
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax
  • Other

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