Renate Sterrett, Paladin
Golden, Colorado, 80401
Member Since 2005
Your financial goals are our highest priority. With our knowledge, experience, and integrity, we assist you with the process of achieving your dreams such as a comfortable home, college education for you or your children, your own retirement planning or possibly beginning accounts for your children.
We provide you with the peace of mind that comes with knowing that you have entrusted your financial future to a firm and individuals that have over 17 years of experience in all market conditions.
Know that, with our firm, your personal and financial interests always come first. We have many long client relationships and client referral letters to prove our value to you.
My Location
Background Information
Years of Financial Experience
- 18
Education
- University of Colorado, Denver (BS, Double Major Finance & Mgmt (3.45 GPA))
Certifications and Designations
- Paladin
Association Memberships
- Financial Planning Association
- Society of Financial Professionals
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee, Project Based Fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- LPL Financial
- Mutual Fund Companies
- Life Ins Companies
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 2388217
- Securities Registrations: Series 65, Series 63, Series 6
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, HMO
Company Names
- Registered Investment Advisor: Renate B Sterrett
- Broker/Dealer: LPL Financial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arizona
- California
- Colorado
- Florida
- Georgia
- Indiana
- New Mexico
- South Dakota
- Utah
- Vermont
Firm Disclosures
- Securities offered through LPL Financial. Member FINRA/SIPC.
Additional Disclosure(s)
- View StatementSecurities offered through LPL Financial. Member FINRA/SIPC.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Hourly, Current Review, Divorce Financial Planning - Asset and Debt Division
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, REITs, Equity, Mortgages, on fee basis only
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business
Tax Advice & Services
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing
Visit Website - http://www.lpl.advisorweb.com/renatesterrett
