Philip Capell
Woodbury, New York, 11797
Member Since 2005
Do you want a team of experienced professionals establishing a financial plan for you and managing your portfolio? Do you want a firm that is independent, objective, ethical and non-commissioned/fee-only? And finally, do you want an advisory practice that understands your needs, your goals, and your financial/tax/family situation?
If so, then we, at Piermont Wealth Management, can help you. In our practice, the client comes first. We pride ourselves on providing excellent wealth management services and would welcome the opportunity to work with you.
My Location
Background Information
Years of Financial Experience
- 19
Education
- Cornell University (B.S.)
- American University (J.D.)
- Pace University (MS in Tax)
Certifications and Designations
- CFP®
- JD
- NAPFA-RA
- Paladin
Association Memberships
- Financial Planning Association
- Nassau County Bar Association
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Charles Schwab Institutional
- TD Ameritrade
Types of Financial Reports
- Performance Report (Semi-Annually)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 119376
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Piermont Wealth Management Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementADV Part II Available upon request
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Piermont Wealth Management provides comprehensive and customized financial planning services.
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios, Piermont Wealth Management creates and implements individual strategies designed to satisfy your financial goals.
Investment Products
- Mutual Funds, ETFs, bonds, etc.
Visit Website - http://www.piermontwealth.com
