Peter Scholtz
Nowalk, Connecticut, 06854
Member Since 2006
At Scholtz & Company, our investment philosophy is to match proven, conservative security selection principles with a risk level appropriate to each client\'s needs. Our competitive edge is having a unique mix of investment professionals, deep industry relationships, a stable operational platform and powerful, proprietary quantitative models focusing on earnings, valuation, and market sentiment. Our All Cap Equity product has outperformed the S&P 500, gross of fees, for 9 of the past 11 years.
My Location
Background Information
Years of Financial Experience
- 30
Education
- Columbia University (MBA Finance, 1979)
- Ohio Wesleyan University (BS, Economics, 1974)
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- State Street Bank & Trust
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 107363
- Securities Registrations: Peter Scholtz held series 7 and 63 licenses while at Smith Barney, but they have lapsed.
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Scholtz & Company
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- All 50 States
Planning Services
- Financial Planning, Retirement
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- None
Visit Website - http://www.scholtzandco.com
