Peter Regan, CFP®, CLU®
Houston, Texas, 77070
Member Since 2005
We are an exceptional team of dedicated professionals (CFP, CPA, CLU, JD) that is focused on helping you achieve your most important financial goals. We know your hopes and dreams include sending your children to the right schools, a comfortable retirement, and financial security late in life. Our team has the expertise and integrity to help you achieve these critical goals. Plus, our biggest impact may be the financial peace of mind that comes with the awareness that your interests always come first.
My Location
Background Information
Years of Financial Experience
- 32
Education
- TEMPLE UNIVERSITY (BBA)
- TEMPLE UNIVERSITY (MBA)
Certifications and Designations
- CFP®
- CLU®
Association Memberships
- FINANCIAL PLANNING ASSOCIATION
- NATIONAL ASSOC OF PERSONAL FINANCIAL PLANNERS
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 136-034
- Insurance Licenses: Life, Long-Term Care, Disability
Company Names
- Registered Investment Advisor: CEP FINANCIAL, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Texas
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- None
Insurance Products
- None
Visit Website - http://www.cepfinancial.com
