Paul McNulty

100 Trade Center
Suite 600
Woburn, Massachusetts, 01801
Phone: 781.995.0253
Website: www.pinnacleprivatewealth.com
Credentials: CFP®
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Registry Member Since 2011

Business Philosophy

Paul is dedicated to helping his clients lead more financially independent lives. Whether they are concerned about a recent inheritance,a lump sum settlement, a more flexible retirement or leaving a financial legacy to their family, Paul has the knowledge, experience and integrity they need. His clients have financial confidence knowing their assets and financial future are in the hands of a competent and ethical professional.

My Minimum Asset Requirements: $250,000

Types of Clients:
  • Individuals
Types of Services:
  • Financial Planning Advice & Services
  • Investment Advice & Services
  • Insurance Advice & Services
Assets Under Management:
  • Did Not Provide
Number of Clients:
  • Did Not Provide
1. What are your firm names?
  • Registered Investment Advisor

    LPL Financial

  • Broker Dealer

    LPL FIinancial

2. What is your type of RIA registration?
  • SEC
3. Are you a sole practitioner or a member of a firm or team?
  • Sole Practitioner
4. What is your relationship to your Registered Investment Advisor?
  • Independent Contractor
5. What are your years of applicable financial service experience?
  • 20 Years
6. Do you have any college degree(s)?
School
Degree
Major
University of Rhode Island
B.S. Business Administration
7. Do you belong to any industry associations?
  • No
8. What is your CRD or IARD number?
  • 1457936
9. Do you hold any active securities licenses?
  • 7, 24, 63, 65
10. Which categories of financial services do you provide?
  • Financial Planning Advice & Services
  • Investment Advice & Services
  • Insurance Advice & Services
11. Which planning services do you provide?
  • Financial Plans
  • Retirement Plans
  • Estate Plans
12. Which investment advisory services do you provide?
  • Investment Strategy & Policy
  • Rebalancing
  • Money Manager Selection
  • Performance Reports
  • Asset Allocation
  • Risk Management
13. If you make investment decisions for clients, how do you invest their assets?
  • Did Not Provide
14. How many clients (not accounts) do you currently service?
  • Did Not Provide
15. What amount of client assets is currently under your management or advisement?
  • Did Not Provide
16. What is minimum fee for your planning services?
  • Did Not Provide
17. What is your minimum asset requirement for your investment services?
  • $250,000
18. What is your minimum net worth requirement for your planning services?
  • Did Not Provide
19. What type of compensation do you receive for your planning services?
  • Asset Based Fees
20. What type of compensation do you receive for your investment advisory services?
  • Asset Based Fees
21. Do you work with remote clients over the Internet and telephone?
  • Yes
22. Do you hold any active insurance licenses?
  • Life, Annuity, Long-Term Care, Disability, Health
23. Are you a Registered Investment Advisor or an Investment Advisor Representative?
  • Yes
24. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
  • Yes
25. What states are covered by your registration(s) to sell investment advisory services?
  • Florida
  • Georgia
  • Massachusetts
  • Hawaii
  • Michigan
  • New Hampshire
  • New York
26. What states are covered by your registration(s) to sell investment and brokerage products?
  • Did Not Provide
27. What states are covered by your registration(s) to sell insurance products?
  • Did Not Provide
28. Do you have any compliance disclosures for the past 5 years?
  • Investment Disclosures: No
  • Insurance Disclosures: No
29. Do you have any criminal disclosures since you became an adult?
  • Misdemeanors: No
  • Felonies: No
30. How do investors view your ADV Part II?

Available Upon Request

31. Additional Disclosure Statements or Comments
  • Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor - Member FINRA/SIPC (www.finra.org; www.sipc.org).
32. What languages do you speak fluently?
  • Did Not Provide
33. What is your primary role?
  • Did Not Provide
34. Which investment products do you sell?
  • Mutual Funds
  • REITs
  • Other
35. Which insurance products do you sell?
  • Life
  • Fixed Annuities
  • Variable Annuities
  • Long Term Care
  • Disability Income
36. Do you provide tax advice and services?
  • No
37. Do you provide legal advice and services?
  • Did Not Provide
38. Do you provide any limited engagement services?
  • Did Not Provide
39. What types of clients do you work with?
  • Individuals
40. Where does your first meeting with a prospective client take place?
  • Investor's Preference
41. Which companies act as custodians for your clients assets?
  • LPL Financial
42. What types of reports do you provide your clients and what is the frequency?
43. General Comments:

Did Not Provide

Certification

I certify all of the information in my professional profile is accurate and up-to-date.
Advisor Name: Paul Mc Nulty
Most Recent Update: May/ 8/2013