Nigel Taylor, CFP®
Santa Monica, California, 90403
Member Since 2004
Nigel Taylor is a CFP Certificant and Principal of Taylor & Associates, A California Registered Investment Advisor. He provides comprehensive fee financial planning and asset management services to a wide variety of clients and businesses. Services include Defined Benefit and Contribution plan allocation, monitoring and management, 401K and IRA retirement plans, financial, estate, asset protection and investment management services. Mr Taylor is the former President of the award winning Los Angeles Society, Institute of Certified Financial Planners (1999) and former Chairman of the Financial Planning Association, Los Angeles (2000).
My Location
Background Information
Years of Financial Experience
- 24
Certifications and Designations
- CFP®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Sterne Agee & Leach
Types of Financial Reports
- Market Environment Report (Quarterly)
- Custodial Report (Quarterly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 122944
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Services offered in CA & NV only
Company Names
- Registered Investment Advisor: Taylor & Associates
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arizona
- California
- Nevada
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, Asset Protection Planning
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs, ETF\'s
Insurance Products
- Life, Fixed Annuity, Long-Term Care, Disability Income, Health
Visit Website - http://www.iamafiduciary.com
