Nickalus Ketcham, CFP®
San Mateo, California, 94402
Member Since 2012
Ketcham Capital is committed to helping successful individuals and families make the most of their time and money. We offer fresh perspectives and creative thinking, backed by cutting-edge technology and customized wealth management solutions.
Ketcham capital offers a full array of investment capabilities, including leading third-party investment managers, hedge funds, and Group Benefits. We also provide innovative and contemporary solutions while balancing risk with an objective to both grow and protect wealth.
My Location
Background Information
Years of Financial Experience
- 12
Education
- Fort Lewis College (BA, Finance)
Certifications and Designations
- CFP®
Association Memberships
- National Association of Insurance and Financial Advisors
- Million Dollar Roundtable
Methods of Compensation
- Financial Planning: Fixed fee
- Investment Services: Asset-based fee
Primary Custodian(s)
- National Financial Services, LLC (NFS) (Fidelity)
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- CRD/IARD Number: 4110686
- Securities Registrations: Series 66, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Nickalus Ketcham
- Broker/Dealer: Financial West Group
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementSecurities offered through Financial West Group (FWG), Member FINRA / SIPC. Office of Supervisory Jurisdiction located at 4510 E. Thousand Oaks Blvd. Westlake Village, CA 91362 (805) 497-9222. Ketcham Capital and FWG are unaffiliated entities.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Charitable, Business Plans
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Hedge Fund, Derivatives, REITs, Equity, Mortgages, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Efficient Investing
Visit Website - http://www.ketcham-capital.com
