Nick Edwards

1. What are your firm names?

• Registered Investment Advisor

  Veritrust Financial

• Broker Dealer

  Veritrust Financial

• Doing Business As

  Investment Mangement Group

2. What is your type of RIA registration?

• SEC

3. Are you a sole practitioner or a member of a firm or team?

• Member of a Firm

4. What is your relationship to your Registered Investment Advisor?

• Independent Contractor

5. What are your years of applicable financial service experience?

• 12 Years

6. Do you have any college degree(s)?

7. Do you belong to any industry associations?

• No

8. What is your CRD or IARD number?

• 4451511

9. Do you hold any active securities licenses?

• Series 7
• Series 63
• Series 65

10. Which categories of financial services do you provide?

• Financial Planning Advice & Services
• Investment Advice & Services
• Insurance Advice & Services

11. Which planning services do you provide?

• Financial Plans
• Retirement Plans
• College Plans
• Other

12. Which investment advisory services do you provide?

• Investment Strategy & Policy
• Risk Management
• Rebalancing
• Tax Efficient Investing
• Asset Allocation
• Asset Allocation
• Performance Reports
• Money Manager Selection
• Performance Reports

13. If you make investment decisions for clients, how do you invest their assets?

• Securities in Separate Accounts
• Mutual Funds
• Exchange Traded Funds
• Money Market Funds
• Derivatives
• CDs
• Other

14. How many clients (not accounts) do you currently service?

• Available Upon Request

15. What amount of client assets is currently under your management or advisement?

• $$25-50 million

16. What is your minimum fee for your planning services?

• Did Not Provide

17. What is your minimum fee for your investment services?

• Did Not Provide

18. What is your minimum asset requirement for your investment services?

• $100,000

19. What is your minimum net worth requirement for your planning services?

• Did Not Provide

20. What type of compensation do you receive for your planning services?

• Hourly Fees
• Asset Based Fees
• Commission (Investment)
• Commission (Insurance)

21. What type of compensation do you receive for your investment advisory services?

• Hourly Fees
• Asset Based Fees
• Commission (Investment)
• Commission (Insurance)

22. Do you work with remote clients over the Internet and telephone?

• Yes

23. Do you hold any active insurance licenses?

• Life
• Fixed Annuity
• Variable Annuity
• Health Disability
• Long Term Care

24. Are you a Registered Investment Advisor or an Investment Advisor Representative?

• Yes

25. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?

• Yes

26. What states are covered by your registration(s) to sell investment advisory services?

• Colorado
• Florida
• Texas
• Virginia

27. What states are covered by your registration(s) to sell investment and brokerage products?

• Colorado
• Florida
• Texas
• Virginia

28. What states are covered by your registration(s) to sell insurance products?

• Florida

29. Do you have any compliance disclosures for the past 5 years?

• Investment Disclosures: No
• Insurance Disclosures: No

30. Do you have any criminal disclosures since you became an adult?

• Misdemeanors: No
• Felonies: No

31. How do investors view your ADV Part II?

• Available Upon Request

32. Additional Disclosure Statements or Comments

• Security and Advisory services offered through Veritrust Financial, LLC. Broker/Dealer. SEC Registered Investment Advisor. Member FINRA (www.finra.org)/SIPC (www.sipc.org). 8771 Perimeter Park Ct., Ste 103, Jacksonville, FL 32216 Investment Management Group and Veritrust Financial, LLC are unaffiliated entities.

33. What languages do you speak fluently?

• English

34. What is your primary role?

• Financial Planner

35. Which investment products do you sell?

• Mutual Funds
• Derivatives
• REITs
• Other

36. Which insurance products do you sell?

• Life
• Fixed Annuities
• Variable Annuities
• Disability Income
• Business
• Long Term Care
• Health
• Executive

37. Do you provide tax advice and services?

• No

38. Do you provide legal advice and services?

• No

39. Do you provide any limited engagement services?

• Financial Plan Reviews
• Investment Portfolio Reviews

40. What types of clients do you work with?

• Individuals
• High Net Worth Individuals
• Foundations
• Companies (Non-Pension)

41. Where does your first meeting with a prospective client take place?

• My Location

42. Which companies act as custodians for your clients assets?

• Pershing, LLC for Brokerage Accounts
• Direct Mutual Fund Company Placement
• Dircet Insurnace Company Placement

43. What types of reports do you provide your clients and what is the frequency?

• Performance (Quarterly)
• Brokerage Statement (Monthly)
• Market Environment (Monthly)
• Newsletters (Monthly)
• Other (Monthly)

Details for Other: All clients and prospective clients can access my interactive website www.JacksonvilleCFP.com

44. General Comments:

Did Not Provide

Certification