Nicholas de Peyster, CFA®
Stoughton, Massachusetts, 02072
Member Since 2010
Genesis Wealth Advisors offers clients the opportunity to work with experienced financial professionals.
Genesis Wealth Advisors works for you, the client. We believe you will enjoy the peace of mind that comes from working with people who have deep investment experience and we believe that we can help you achieve your goals.
My Location
Background Information
Years of Financial Experience
- 21
Education
- New York University (MBA)
- Princeton University (BA)
Certifications and Designations
- CFA®
Association Memberships
- CFA Institute
- BSAS
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
- Fidelity
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 158388
- Securities Registrations: Series 66
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Genesis Wealth Advisors, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- None
Visit Website - http://www.genesisadvisors.com
