Nicholas Healy, CFP®, CFA®, EA

Tucson, Arizona, 85711
advisor

Member Since 2006

Our clients receive asset management services that fit their unique needs. You will receive a thorough analysis of your financial, tax and estate needs before we allocate your assets in a manner that fits your needs. We are a conservative money manager who believe in broad diversification, keeping costs low, and seeking a risk/return profile that meets your goals.
Contact Nicholas
 
 

My Location

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 Background Information

  • Years of Financial Experience

    • 13

  • Education

    • University of St Thomas (BA Finance and Economics)
    • University of MN (MBA Finance (Securities Analysis and Portfolio Theory))

  • Certifications and Designations

    • CFP®
    • CFA®
    • EA

  • Association Memberships

    • CFA Institute
    • Financial Planning Association
    • National Association of Financial Planners (N
    • Southern Arizona Estate Planners Council

  • Methods of Compensation

    • Financial Planning: Hourly fee, Fixed fee
    • Investment Services: Hourly fee, Fixed fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Charles Schwab

  • Additional Business Practices

    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly and upon request
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 3229901
    • Insurance Licenses: None

  • Company Names

    • Registered Investment Advisor: Sunrise Wealth Management, LLC
    • Broker/Dealer: None

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona

  • Planning Services

    • Financial Planning, Retirement, Estate, Tax, Charitable

  • Investment Services

    • Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies

  • Client Investment Services

    • Securities, Active Management, REITS, Index Funds, Exchange Traded Funds

  • Investment Products

    • None

  • Tax Advice & Services

    • Tax Clients: Individuals & Families, Businesses, Estates
    • Tax Services: Tax Planning, Tax Advice, Tax Preparation
 
Contact Nicholas
 
Visit Website - http://www.sunrisewm.com
Paladin Registry

Minimum Asset Requirement

  • $250,000

Types of Clients

  • Individuals & Families
  • Businesses

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Tax