Nate Wenner, CFP®, CPA, CIMA®
Edina, Minnesota, 55435
Member Since 2004
As a graduate of the University of St. Thomas, I have integrated its mission into my business philosophy: think critically, act wisely and work skillfully to advance the common good.
We offer VIP™(Visual Interactive Planning), an interactive way for our clients to “rehearse” their financial futures, exploring options and trade-offs -- and coming to agreement about their wants and needs.
Our firm has a focus on transparent financial planning and investment management -- receiving no compensation other than from clients (no commissions of any kind, no product sales of any kind). This objectivity provides the right environment in which our clients can be heard and their needs identified, without any concern about conflicts of interest.
My Location
Background Information
Years of Financial Experience
- 17
Education
- University of St. Thomas (BA - Accounting, Economics (double), 1993)
Certifications and Designations
- CFP®
- CPA
- PFS
- CIMA®
Association Memberships
- Financial Planning Association
- American Institute of CPAs
- Investment Management Consultants Association
- National Association of Personal Financial Advisors
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab Institutional
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 4608969
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Wipfli Hewins Investment Advisors
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Minnesota
- Wisconsin
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, VIP -- Visual Interactive Planning
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Client Investment Services
- Securities, Active Management, REITS, Index Funds, Hedge Funds, Exchange Traded Funds, Commodities
Investment Products
- Mutual Funds, Securities, Hedge Fund, Commodities, REITs
Insurance Products
- None
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
Visit Website - http://www.wipflihewins.com
