Matthew Yerkes
Cincinnati, Ohio, 45255
Member Since 2006
Our professional practice of Wealth Management integrates your investment, retirement, estate, and tax planning needs into one seamless service. We focus on the achievement of your most important financial goals. You can trust us to put your interests first because we are acknowledged fiduciaries who are held to the highest ethical standards in the financial services industry. Our greatest benefit may be the peace of mind you achieve when you know competent, ethical professionals are advising you on the issues that impact your financial future.
As a fee-only advisory, we receive no commission or compensation that is contingent on the sale of any financial products; thus, alleviatging our company and clients from conflicts of interest.
My Location
Background Information
Years of Financial Experience
- 30
Education
- Ball State University (BS)
- University of Cincinnati (MS Tax (Thesis Outstanding))
Certifications and Designations
- CPA
- PFS
Association Memberships
- NAPFA
- AICPA
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, No additional fees for portfolios exceeding $600k.
- Investment Services: Asset-based fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 121194
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Matthew Yerkes
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- All 50 States
Firm Disclosures
- Unique to Yerkes Financial Advisors, our experienced professionals offer years of exceptional tax expertise. Mattew Yerkes’ credentials include CPA. He has served at an internationally renowned tax and consulting firm. He also performed as Director of Tax for a publically held financial corporation. Mr. Yerkes has completed all tax requirements at the Master’s level.
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Current Review, Stock Options
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- None
Insurance Products
- None
Tax Advice & Services
- Tax Clients: Individuals & Families
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services, Coordinate Estate Planning with Attorney
