Matthew Maxwell, CFP®
Plymouth, Michigan, 48170
My Location
Background Information
Years of Financial Experience
- 20
Education
- University of South Florida (BS - Finance)
Certifications and Designations
- CFP®
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Primary Custodian(s)
- UBS
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- CRD/IARD Number: 2045911
- Securities Registrations: Series 7, Series 6, Series 63, Series 65
- Insurance Licenses: Life, Annuity, Long-Term Care
Company Names
- Registered Investment Advisor: None
- Broker/Dealer: UBS Financial Services
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Hedge Fund, Derivatives, Commodities, REITs, Equity, Mortgages
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Business
