Mark Vincent, CFA®
Oak Park, Illinois, 60301
Member Since 2006
Stonebrook Capital Management, Inc is an independent registered investment advisor offering comprehensive investment services to individuals. From custom financial planning to individual portfolio management, our objective and proactive investment solutions will simplify your life and help you reach your financial goals.
Employing value driven strategies we can help you capitalize on opportunities and manage risk. Using only independent research sources, we look for value worldwide and in all asset classes. We intensively monitor your investments, industry and legislative trends, and overall market trends to keep your portfolio aligned with your goals.
My Location
Background Information
Years of Financial Experience
- 10
Education
- Kenyon College (BA)
Certifications and Designations
- CFA®
Methods of Compensation
- Financial Planning: Fixed fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TD Waterhouse/Ameritrade
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 123181
- Securities Registrations: Series 65, Series 63
- Insurance Licenses: None
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding
Investment Services
- Written investment policy, Asset allocation, Performance Reporting
Visit Website - http://www.stonebrookcapital.com
