Mark Aldridge, CFP®, CFA®, ChFC®
Columbus, Ohio, 43220
Member Since 2006
The core focus of our firm is to guide you in the ultimate achievement of your financial goals and vision while overcoming the challenges that arise during your journey. Whether you are trying to accumulate wealth for retirement, college or a business, generate sufficient cash flow to maintain your lifestyle or develop a plan to manage and distribute your wealth, we have the resources, tools and expertise to help you succeed. Because of our expertise, integrity and strong client-centered relationships, you gain the comfort of knowing we place your financial interests first.
My Location
Background Information
Years of Financial Experience
- 27
Education
- Miami University (Ohio) (BS Business - Finance)
Certifications and Designations
- CFP®
- CFA®
- ChFC®
Association Memberships
- CFA Institute
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee
- Investment Services: Asset-based fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Raymond James Financial Services
Types of Financial Reports
- Performance Report (Semi-Annually)
- Market Environment Report
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them semi-annually, annually and upon request
- I review my clients' investment portfolios with them semi-annually, annually and upon request
Registration & Licensing
- CRD/IARD Number: 1278017
- Securities Registrations: Series 63, Series 7, 9 and 10
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Raymond James Financial Services Advisors
- Broker/Dealer: Raymond James Financial Services
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arizona
- California
- Colorado
- Florida
- Georgia
- Illinois
- Indiana
- Massachusetts
- Michigan
- New Hampshire
- New York
- North Carolina
- Ohio
- South Carolina
- Tennessee
- Wisconsin
Firm Disclosures
- Raymond James Financial Services, Inc,. Member FINRA/SIPC
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Special Situations
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Special Situations
Investment Products
- Mutual Funds, Securities, CDs
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business, Immediate Annuities
Visit Website - http://www.markaldridge.com
