Louis Schwarz
Bethesda, Maryland, 20814
Member Since 2004
Helping investors achieve financial independence is a simple goal. Today's investor is confronted with a number of investment choices. We strongly believe that in order to make the most of your investment dollars you need the benefit of a professional financial advisor who understands your financial goals as well as the complex investment environment.
I prefer clients who will use email, IM, and interent methods to communicate most of the time.
My Location
Background Information
Years of Financial Experience
- 35
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Pershing
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 23131
- Securities Registrations: Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Broker/Dealer: Royal Alliance Associates. Inc
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Tax, Comprehensive Wealth Management
Investment Services
- Asset allocation, Asset Management, Performance Reporting, Tax Efficient Strategies
Visit Website - http://www.schwarz-financial.com
