Leonard Simpson, RFC®, AIF®

Roseville, California, 95661
advisor

Member Since 2006

With six offices in three states, we are an exceptional team of dedicated professionals (CFPs,CHFCs,CLUs,RFC,AIF), whose objective is to make a positive qualitative impact on the lives of our clients. To accomplish this, We make you aware of your financial needs as well as opportunities for building assets and reducing taxes. We believe that the key to making the most of your finances is to create and follow an effective financial plan with personalized strategies. Further, we believe that anyone who has the ability to earn, the discipline to save, and enough time, can become financially independent. Allow us to provide you with the customized financial strategies that will help assure your success now and in the future
Contact Leonard
 
 

My Location

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 Background Information

  • Years of Financial Experience

    • 22

  • Education

    • Florida International University (BS)
    • University of California at Davis (Certificate Personal Financial Planning)

  • Certifications and Designations

    • RFC®
    • AIF®

  • Association Memberships

    • Financial Planning Association
    • Intl Assn of Registered Financial Consultants
    • Society of Financial Service Professionals

  • Methods of Compensation

    • Financial Planning: Fixed fee, Hourly fee
    • Investment Services: Fixed fee, Hourly fee

  • Primary Custodian(s)

    • Pershing

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Monthly)
    • Custodial Report (Quarterly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly and annually
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • Investment Advisor Representative
    • CRD/IARD Number: 1755726
    • Securities Registrations: Series 7, Series 6, Series 24, Series 63, Series 65
    • Insurance Licenses: Life, Annuity, Disability

  • Company Names

    • Registered Investment Advisor: Ameritas Investment Corp.
    • Broker/Dealer: Ameritas Investment Corp.

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona
    • California
    • Florida
    • New Mexico
    • Oregon
    • Rhode Island
    • Texas

  • Disclosure(s)

    • View Statement
    • View Additional ADV

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Tax, Charitable

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Review current plans and portfolios

  • Investment Products

    • Mutual Funds, Securities, REITs, Limited Partnerships

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Disability Income
 
Contact Leonard
 
Visit Website - http://www.2020fa.com

Minimum Asset Requirement

  • $100,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Public Pension Funds
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance

Leonard Simpson
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