Kris Maksimovich, CRPC®

Dallas, Texas, 75287
advisor

Member Since 2008

Our clients hire us because they want someone they can count on when a difficult financial decision needs to be made. We define wealth management as the ability to help protect, preserve, accumulate, and transfer wealth in the most cost-effective, tax-efficient manner possible for our clients. We work with our client\'s other advisors (CPA, attorney, etc.) in a collaborative \"team\" approach. We strive to provide our clients with unbiased advice backed by solid independent research.
Contact Kris
 
 

My Location

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 Background Information

  • Years of Financial Experience

    • 11

  • Education

    • Missouri State (Finance)

  • Certifications and Designations

    • CRPC®

  • Association Memberships

    • Financial Planning Association

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee, Fixed fee
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Fidelity/National Financial Srvs

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Market Environment Report (Quarterly)
    • Custodial Report (Monthly)
    • Newsletter (Monthly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly, semi-annually, annually and upon request
    • I review my clients' investment portfolios with them quarterly, semi-annually, annually and upon request
 

  • Registration & Licensing

    • CRD/IARD Number: None
    • Securities Registrations: Series 65, Series 66, Series 63, Series 7, Series 24
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty

  • Company Names

    • Registered Investment Advisor: Global Wealth Advisors
    • Broker/Dealer: Commonwealth Financial Network

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona
    • Arkansas
    • California
    • Colorado
    • Connecticut
    • Florida
    • Illinois
    • Indiana
    • Louisiana
    • Missouri
    • New York
    • Oklahoma
    • South Carolina
    • Texas

  • Firm Disclosures

    • Global Wealth Advisors is a privately held independent financial planning and wealth management firm. Securities and advisory services offered through Commonwealth Financial Network, member www.FINRA.org / www.SIPC.org, a registered investment advisor.

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Hourly, Current Review

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios

  • Investment Products

    • Mutual Funds, Securities, Hedge Fund, Commodities, Currencies, REITs, Equity, Limited Partnerships

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business

  • Tax Advice & Services

    • Tax Services: Tax Planning, Tax Efficient Investing
 
Contact Kris
 
Visit Website - http://www.gwadvisors.net
Paladin Registry

Minimum Asset Requirement

  • $100,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax