Kipley Lytel, CFA®, NAPFA-RA
Santa Barbara, California, 93101
Member Since 2004
Ranked in FORBES as one of the 10 Most Dependable Wealth Advisors in Southern California and a Five Star Paladin Advisor where only 3% of Paladin Advisors rank. Build & Protect Wealth through multiple asset classes (nine) to optimize the risk-adjusted target return for the Model Portfolio, including market neutral srategies & alternative styles. Core strategic allocation is tactically adjusted based on returns relative to historical asset class returns, firm market outlook and economic conditions. As an affiliate with Schwab Institutional, we offer transparency and asset safety, along with a low fee-oriented platform. Our services have a history of preserving and enhancing wealth for all financial profiles at every life cycle stage.
My Location
Background Information
Years of Financial Experience
- 20
Education
- Claremont College (BA)
- Claremont College (MBA)
Certifications and Designations
- CFA®
- NAPFA-RA
Association Memberships
- National Association of Financial Planners (NAPFA)
- CFA Institute
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and semi-annually
- I review my clients' investment portfolios with them quarterly and semi-annually
Registration & Licensing
- CRD/IARD Number: 123266
- Securities Registrations: Exempt, CFA StatusRIA (no license for commission, hence no conflict of interest)
- Insurance Licenses:
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Also, focus on neutral & hedged market strategies that perform independently from the general broad equity market index
Investment Products
- Mutual Funds, Securities, Hedge Fund, Derivatives, Commodities, Currencies, REITs, Focused on liquid and transparent strategies
Visit Website - http://www.mcapitalmgt.com
