Kevin Adam MBA
Columbia, Missouri, 65201
Member Since 2008
After more than 18 years of assisting my clients in the Mid-Missouri area, my practice focuses on providing investment and financial advice to low and moderate risk investors who are either retired or nearing retirement.
My Location
Background Information
Years of Financial Experience
- 18
Education
- University of Missouri-Columbia (MBA)
- University of Kansas (Economics)
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Primary Custodian(s)
- Pershing
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them monthly
Registration & Licensing
- CRD/IARD Number: 2393993
- Securities Registrations: Series 7, Series 6, Series 24, Series 63, Series 65, Series 66
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Kevin P. Adam
- Broker/Dealer: Multi-Financial Securities Corporation
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Kansas
- Missouri
Disclosure(s)
- View StatementSee above disclosure.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities
Insurance Products
- Life, Fixed Annuity, Long-Term Care, Disability Income, Business
