K. Wade Carpenter, CFP®, ChFC®, CLU®
Overland Park, Kansas, 66210
Member Since 2005
To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources.
My Location
Background Information
Years of Financial Experience
- 19
Education
- Central Missouri State University (BS - Business Administration)
Certifications and Designations
- CFP®
- ChFC®
- CLU®
- AIF®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- National Financial Services, LLC, Member NYSE/SIPC
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2285665
- Securities Registrations: Series 65, Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Summit Wealth Advisors, LLC
- Broker/Dealer: Commonwealth Financial Network
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arizona
- California
- Florida
- Illinois
- Iowa
- Kansas
- Louisiana
- Missouri
- North Carolina
- Oklahoma
- Texas
Firm Disclosures
- Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services offered by Summit Wealth Advisors, LLC are separate and unrelated to Commonwealth.
Additional Disclosure(s)
- View StatementSecurities and Advisory Services offered through Commonwealth Financial Network,Member FINRA/SIPC, a Registered Investment Adviser. Fixed insurance products and services offered by Summit Wealth Advisors, LLC are separate and unrelated to Commonwealth. The Five Star indicator used by all advisors on the Paladin Registry is a general indicator of high quality professional service. However, some advisors in the Paladin Registry have more credentials and experience than others. Advisors gain admission to the Registry by submitting information about their education, training and experience. Paladin’s evaluation process considers all of these claims but does not verify them independently. Therefore, the investor is left with the ultimate responsibility to investigate and verify the individual advisor’s claims.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, Hedge Fund, Commodities, Currencies, REITs
Insurance Products
- Life, Variable Annuity, Long-Term Care, Disability Income
Visit Website - http://www.summitwealthadvisors.com
