Justin Farris, CFP®
Dallas, Texas, 75231
Member Since 2011
Our company, with a commitment to integrity, customer service, and professional partnerships, aims to provide high-quality personal financial planning and investment management services that minimizes our clients financial concerns, preserves long term wealth, and allows our clients the opportunity to achieve their financial goals.
My Location
Background Information
Years of Financial Experience
- 8
Education
- Rice University (BA - Economics)
Certifications and Designations
- CFP®
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee
- Investment Services: Asset-based fee, Hourly fee
Primary Custodian(s)
- National Financial Services
- Pershing
Types of Financial Reports
- Performance Report (Semi-Annually)
- Custodial Report (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- CRD/IARD Number: 4725738 / 110518
- Securities Registrations: Series 66, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Securities America Advisors
- Broker/Dealer: Securities America
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementSecurities offered through Securities America, Inc. Member FINRA/SIPC. Advisory services offered through Securities America Advisors, Inc. The Farris Group and the Securities America Companies are unaffiliated.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax
Investment Services
- Strategy Development, Asset allocation, Performance Reporting, Tax Efficient Strategies, Proprietary Investment Management
Investment Products
- Mutual Funds, Securities, Derivatives, Commodities, Currencies, REITs, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health
Visit Website - http://www.thefarrisgroup.com
