Joseph Pheifer, CFP®, CFS®
Bettendorf, Iowa, 52722
Member Since 2009
At Summit Financial Consultants, Inc. our goal is to help our clients lead more financially secure lives. Your financial goals are always our highest priority. Our team of CFPs™ specialize in highly personalized financial planning and asset management to better help you and your family meet your goals whether that be a comfortable retirement, financial independence, college for children or grandchildren, traveling or a second home. We provide the peace of mind that comes from knowing you have entrusted your financial future to a team of professionals that cares about you individually regardless of the size of your portfolio.
My Location
Background Information
Years of Financial Experience
- 20
Education
- College of Financial Planning (Certified Financial Planner)
Certifications and Designations
- CFP®
- CFS®
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
- Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- National Planning Corporation
- Pershing LLC
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Quarterly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2193842
- Securities Registrations: Series 63, Series 7, Series 24
- Insurance Licenses: Life, Annuity
Company Names
- Registered Investment Advisor: National Planning Corporation
- Broker/Dealer: National Planning Corporation
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementSecurities offered through NATIONAL PLANNING CORPORATION (NPC), Member FINRA/SIPC. Summit Financial Consultants, Inc and NPC are separate and unrelated companies.
- View Statement
Planning Services
- Financial Planning, Retirement, Estate, Charitable, Hourly, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, REITs, Limited Partnerships
Insurance Products
- Fixed Annuity, Variable Annuity, Health
Visit Website - http://www.SummitFinancialPeak.com
