John A. Kvale CFA, CFP
Dallas, Texas, 75225
Member Since 2011
Always do right by the client is our underlying business Philosophy. As Co-Author of a Quarterly Wealth Management and Financial Planning Newsletter which is distributed to clients and investors across the country we also attempt to empower clients! We actively analyze and update financial planning and investing ideas and events on Street-Cents.com, a community blogsite.
My Location
Background Information
Years of Financial Experience
- 22
Education
- Stephen F. Austin (BBA Finance)
Certifications and Designations
- CFA®
- CFP®
Association Memberships
- CFA Institute
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TD Ameritrade Institutional
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them upon request
Registration & Licensing
- CRD/IARD Number: 2047457
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: J.K. Financial, Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, Estate
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, ETF
Insurance Products
- None
Visit Website - http://www.jkfinancialinc.com
