John Palmer III, CFP®
Falls Church, Virginia, 22046
Member Since 2008
We are a family based Financial Planning firm .We establish long term buisness relationships by always calling you back and listening carefully to your wants and needs before moving forward with any plan.
My Location
Background Information
Years of Financial Experience
- 35
Education
- Duke University (3 years)
- Northern Virginia Community College/1 year (1 year)
Certifications and Designations
- CFP®
Association Memberships
- National Association of Insurance and Financial Advisors
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee, Commissions (Insurance)
- Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Insurance)
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab, Pershing
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 601737
- Securities Registrations: Series 65, Series 63, Series 7, Series 6
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Licensed Insurance Consultant
Company Names
- Registered Investment Advisor: Investors Security Company, Inc.
- Broker/Dealer: Investors Security Company, Inc.
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
- Georgia
- Hawaii
- Maryland
- New York
- Virginia
- WDC
Disclosure(s)
- View StatementSecurities and investment advisory services offered through Investors Security Company, Inc.* Member FINRA/SIPC * 127 E. Washington Street, Suffolk, VA 23434 * 757.539.2396 Representative is licensed in VA, MD, DC, GA, CA, HI & NY The materials in this web-site should not be considered an offer or solicitation to buy or sell securities, nor shall any such security be offered or sold to any person in any jurisdiction in which such an offer, solicitation, purchase or sale would be unlawful. FINRA is located at www.finra.org. SIPC is located at www.sipc.org.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Hourly, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Client Investment Services
- None
Investment Products
- Mutual Funds, Securities, REITs, Equity, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business
Tax Advice & Services
- Tax Services: Tax Planning, Tax Efficient Investing, Tax Preparation
Visit Website - http://finsecurity.com/xh9838
