John Graves

Ventura, California, 93001
advisor

Member Since 2010

We wish to serve clients in achieving their financial independence through prudent use of their resources.
Contact John
 
 

My Location

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 Background Information

  • Years of Financial Experience

    • 27

  • Education

    • Siena College (Siena College/4 years)
    • American College (CLU, ChFC)

  • Certifications and Designations

    • ChFC®
    • CLU®

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee
    • Investment Services: Asset-based fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • ptc

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Custodial Report (Monthly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them annually
    • I review my clients' investment portfolios with them semi-annually
 

  • Registration & Licensing

    • CRD/IARD Number: 1427158
    • Securities Registrations: Series 65, Series 63, Series 7, Series 24, Series 6
    • Insurance Licenses: Life, Annuity, Disability

  • Company Names

    • Registered Investment Advisor: The Renaissance Group, LLC
    • Broker/Dealer: LPL

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Firm Disclosures

    • Securities and Financial Planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC. The information and opinions posted on this website do not necessarily reflect the opinion of LPL Financial or its affiliates.

  • Additional Disclosure(s)

    • View Statement

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Tax, Charitable

  • Investment Services

    • Strategy Development, Written investment policy, Performance Reporting, Tax Efficient Strategies

  • Investment Products

    • Securities, Fixed Income

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Disability Income, Business
 
Contact John
 
Visit Website - http://www.rengroupllc.com
Paladin Registry

Minimum Asset Requirement

  • $500,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Public Pension Funds

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax
  • Other