Jim Kirby, CFP®, CPA, Paladin 5 Star Advisor
Brea, California, 92821
Member Since 2004
If you are in or near retirement, I can help you. I will coordinate your investment strategies to help you realize your life goals. With my knowledgeable guidance, you will have the reassurance of knowing a properly designed plan is in place to help you maintain your independent lifestyle ? leaving you with the freedom to pursue your family, health, business, and spiritual goals. I provide fee-based retirement and estate planning strategies based on your values.
My Location
Background Information
Years of Financial Experience
- 20
Education
- Cal State University, Fullerton (BA)
Certifications and Designations
- CFP®
- CPA
- Paladin 5 Star Advisor
Association Memberships
- American Institute of CPA\'s
- California Society of CPA\'s
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Trust Company of America
- Curian Capital, LLC
- SEI Investments Company
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Quarterly)
- Newsletter (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2123160
- Securities Registrations: Series 65, Series 63, Series 7, Series 24, Series 6
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: James Kirby Accountancy Corporation
- Broker/Dealer: Lincoln Financial Services Corporation
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, Retirement income security; Protecting your assets from creditors.
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Commodities, Currencies, REITs
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health
Tax Advice & Services
- Tax Clients: Individuals & Families
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation
Visit Website - http://www.kirbywealthmanagement.com
