Jim Dishman
Salt Lake City, Utah, 84121
Member Since 2009
Jim Dishman and his business partner David Petersen are dedicated to helping their clients manage and preserve their wealth. The key to their success is the personalized approach they take to assist clients with Retirement Planning, Wealth Management and Estate Planning.
Both Jim and Dave are well qualified Financial Advisors, with 34 years of combined experience. Jim and Dave\'s practice serves the needs of a select group of clients, including Retirees, Pre-Retirees and High-Net-Worth Individuals.
My Location
Background Information
Years of Financial Experience
- 19
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Raymond James
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually
- I review my clients' investment portfolios with them semi-annually
Registration & Licensing
- CRD/IARD Number: 2249134
- Securities Registrations: Series 65, Series 63, Series 7, Series 6, Series 24, 31 & 51
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Broker/Dealer: Raymond James Financial Services, Inc., member FINRA/SIPC
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Asset allocation, Performance Reporting, Tax Efficient Strategies
Visit Website - http://www.RetireSaltLake.com
