Jeffrey Biro, CEP, RFC®
Scottsdale, Arizona, 85251
Member Since 2006
Our team of dedicated professionals (CFP®,CEP®,RFC®,CPA,JD,) support the retirement lifestyle plans and goals of pre-retirees and retirees with financial and estate planning strategies that focus on the accumulation and preservation of assets. We build successful, long-term client relationships based on trust, open communication, integrity, and the achievement of goals. Each client is unique so we develop strategies on an individual basis.
My Location
Background Information
Years of Financial Experience
- 28
Education
- Western Illinois University (BA)
- Western Illinois University (MA (abt))
Certifications and Designations
- CEP
- RFC®
Association Memberships
- NAIFA
- IARFC
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Pershing, LLC, A Subsidary of the Bank of New York Mellon Corporation
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 3125778
- Securities Registrations: Series 65, Series 63, Series 6
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty
Company Names
- Registered Investment Advisor: Investment Centers of America
- Broker/Dealer: Investment Centers of America
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Arizona
Disclosure(s)
- View StatementI am an Investment Advisor Representative of Investment Centers of America, Inc. Securities, advisory services and insurance products are offered through Investment Centers of America, Inc. (ICA) member FINRA/SIPC and a Registered Investment Advisor and affiliated insurance agencies. ICA does not provide tax or legal advice. ICA and Family Wealth Advisors, LLC are separate companies.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Flat Fee Plans
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Wrap accounts
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Property & Casualty, Business
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation
Visit Website - http://www.BiroFinancial.com
