Jane Scarbrough

Santa Rosa, California, 95401
advisor

Member Since 2006

Scarbrough Financial Group, LLC is a comprehensive financial consulting firm with access to sophisticated asset management capabilites. At SFG,our dedicated team of experienced advisors believe in holistic planning.We believe that a sound financial plan will help you pursue your life\'s goals and potentially enhance the quality of your life. Our investment philosophy is rigorous but not rigid. We use a global, tactical total return strategy that emphasizes preservation of capital and income. *The strategy discussed cannot guarantee a profit or ensure against loss.
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My Location

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 Background Information

  • Years of Financial Experience

    • 26

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee, Fixed fee
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Pershing
    • Genworth
    • LPL

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 869077
    • Securities Registrations: Series 66, Series 7, Series 24, Financial & Operations Principal, Municipal Securities Principal
    • Insurance Licenses: Life, Annuity, Long-Term Care

  • Company Names

    • Broker/Dealer: LPL Financial

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Firm Disclosures

    • Securities offered through LPL Financial. Member FINRA/SIPC.

  • Additional Disclosure(s)

    • View Statement

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies

  • Investment Products

    • Mutual Funds, Securities, REITs, Managed Portfolios
 
Contact Jane
 
Visit Website - http://www.scarbroughfinancial.com
Paladin Registry

Minimum Asset Requirement

  • $250,000

Types of Clients

  • Individuals & Families

Professional Services

  • Planning