James McManus, AAMS®, CMFC®
New Haven, Connecticut, 06511
Member Since 2005
I provide personalized financial planning services and tailored investment recommendations that help you achieve your financial goals. My hallmark has always been to provide the highest level of service, working closely with my clients to maximize their risk-adjusted returns. Your interests always come first while helping you and your family to maintain and improve your standard of living by providing the investment products and services you need, the personal service you deserve and the unbiased advice that is morally and professionally required.
My Location
Background Information
Years of Financial Experience
- 16
Education
- Salve Regina University (Bachelors of Science in Finance)
Certifications and Designations
- AAMS®
- CMFC®
Methods of Compensation
- Financial Planning: Fixed fee
- Investment Services: Asset-based fee
Primary Custodian(s)
- Ameriprise Financial
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- Registered Investment Advisor
- CRD/IARD Number: 2637053
- Securities Registrations: Series 7, Series 63, Series 65
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability
Company Names
- Registered Investment Advisor: James McManus
- Broker/Dealer: Ameriprise Financial
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
- Connecticut
- Florida
- Illinois
- Maine
- Massachusetts
- New York
- Vermont
Planning Services
- Financial Planning, Retirement, College Funding, Charitable, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios, Wrap Accounts
Investment Products
- Mutual Funds, Securities, Commodities, Currencies, REITs, Equity, Mortgages, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business
Visit Website - http://www.ameripriseadvisors.com/james.d.mc.manus/
