James Claiborne, CFS®, ChFC®
Overland Park, Kansas, 66210
Member Since 2007
Our philosophy is to help the people we serve create and grow their personal wealth, protect and preserve their life savings and plan for the distribution of their assets. This belief system empowers our company to provide the highest level of professionalism, quality service, and objective advice by developing and recommending proven strategies that will help our clients achieve their financial goals.
We are advocates for positive influence and change for the people we observe who are not receiving the comprehensive advice they deserve. For this purpose we are committed to providing financial strategies that allow our clients to enjoy the quality of life, security and financial peace of mind they pursue.
My Location
Background Information
Years of Financial Experience
- 20
Education
- Central Missouri State University (Bachelor of Science Finance)
Certifications and Designations
- CFS®
- ChFC®
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity/National Financial Srvs
Types of Financial Reports
- Asset & Transaction Report (Monthly)
- Performance Report (Annually)
- Market Environment Report (Bi-Monthly)
- Custodial Report (Quarterly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2074636
- Securities Registrations: Series 63, Series 7, Series 6, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Broker/Dealer: Cambridge Investment Research
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Kansas
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Client Investment Services
- Securities, Active Management, REITS, Index Funds, Exchange Traded Funds
Investment Products
- Mutual Funds, Securities, REITs
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income
Visit Website - http://www.fpgkc.com
