James Baker, CRPC®, Paladin
Allentown, Pennsylvania, 18106
Member Since 2006
I have the experience and integrity to help you achieve your most important goals, including college education for your children, the purchase of a second home, a comfortable retirement and a legacy for your family. We provide the peace of mind that comes from knowing you have entrusted your financial future to a professional that cares about you individually regardless of the size of your portfolio.
My Location
Background Information
Years of Financial Experience
- 47
Education
- Valley Forge Military Academy (A.A.)
- Texas Lutheran University (B.S.)
Certifications and Designations
- CRPC®
- Paladin
Association Memberships
- Lehigh Valley (Pennsylvania) Estate Planning Council
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
- Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Pershing
- Morningstar
- SEI
Types of Financial Reports
- Performance Report (Annually)
- Custodial Report (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 10764
- Securities Registrations: Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Centaurus Financial, Inc.
- Broker/Dealer: Centaurus Financial, Inc.
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Florida
- Maryland
- Massachusetts
- Michigan
- New Jersey
- New York
- Ohio
- Pennsylvania
Firm Disclosures
- Securities and advisory services offered through Centaurus Financial, Inc., a Registered Investment Advisor, Member FINRA and SIPC. Paladin Registry and Centaurus Financial, Inc. are not affiliated companies.
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Hourly, Current Review, Insurance
Investment Services
- Strategy Development, Asset allocation, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health
Visit Website - http://www.jamesbakerallentown.com
