Howard Goodfriend
Chicago, Illinois, 60601
My Location
Background Information
Years of Financial Experience
- 23
Education
- The John Marshall Law School (JD)
- University of Illinois at Urbana-Champaign (BA/Economics)
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Raymond James Financial Services
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 1498173
- Securities Registrations: Series 65, Series 63, Series 7, 9 and 10
- Insurance Licenses: Life, Annuity, Long-Term Care, Health
Company Names
- Broker/Dealer: Raymond James Financial Services
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Visit Website - http://www.raymondjames.com/howardgoodfriend/
