Gregory Frank, AAMSŪ
Jefferson City, Missouri, 65109
Member Since 2011
As a Financial Advisor with Smith, Moore, & Co., I can offer you a wide range of services, from helping you select individual investments to developing a retirement plan. I have access to a broad array of independent research. I can help you make informed investment decisions based on your specific circumstances. I serve investors wishing to save long-term for the future as well as investors looking for current income from their accumulated savings.
Contact me if you would like me to help you develop strategies for meeting your financial goals.
My Location
Background Information
Years of Financial Experience
- 7
Education
- Columbia College (BS)
Certifications and Designations
- AAMSŪ
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Smith, Moore, & Co.
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2974857
- Securities Registrations: Series 66, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Smith, Moore, & Co.
- Broker/Dealer: Smith, Moore, & Co.
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs, Equity
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income
Visit Website - http://www.smithmoore.com
