Greg Werlinich

Valhalla, New York, 10595

 

Very simply, after more than 13 years in business, our proven experience enables our clients to sleep well at night knowing that a trusted advisor is managing their investments in such as way as to help ensure that their financial goals will be met. We do this by using a proven investment strategy that delivers solid returns year in and year out. As a fiduciary, we make the needs and interests of our clients our number one priority in all decisions.
Registry Member Since: 2004
 

Background information

Sources of Financial Knowledge

Years of financial service experience

  • 18

Education

  • Princeton University (BA)
  • New York University (MBA in Finance)

Certifications & Designations

  • Paladin

Association Memberships

  • Financial Planning Association
 

Key Business Practices

Methods of Compensation

  • Planning Services: Asset-based fee, Hourly fee, Fixed fee
  • Investment Services: Asset-based fee, Hourly fee, Fixed fee

Full Disclosure

  • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

Scope of Current Business

  • Number of Clients: 50
  • Amount of Client Assets: $55,000,000

Primary Custodian(s)

  • TD Waterhouse/Ameritrade

Types of Financial Reports

  • Performance Report (Quarterly)
  • Custodial Report (Monthly)
  • Newsletter (Monthly)

Additional Business Practices

  • I provide a written agreement to clients before I provide any advice or services.
  • I work with remote clients over the telephone and Internet
  • My clients have online access to their financial data
  • I review my clients' financial plans with them quarterly and upon request
  • I review my clients' investment portfolios with them quarterly

Licensing, Registrations, Disclosures

Registration & Licensing

  • Greg Werlinich is a Registered Investment Advisor
  • CRD/IARD Number: 125663
  • Securities Licenses: None
  • Insurance Licenses: None

Company Names

  • Registered Investment Advisor: Werlinich Asset Management, LLC
  • Broker/Dealer: None

Fiduciary Status

  • Acknowledged Fiduciary

Compliance Record

  • No Disclosures

Registered or licensed to provide financial advice, services, and products

  • All 50 States

Firm Disclosures

  • We are an SEC Registered Investment Advisory firm located in the State of New York.

Disclosure(s)

  • View Statement
 

Financial Services & Products

Planning Services

  • Financial, College, Current Review

Investment Services

  • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios

Investment Products

  • None
 
 

Minimum Asset Requirement

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Public Pension Funds
  • Nonprofit Organizations

Professional Services

  • Planning Advice & Services
  • Financial Advice & Services
  • Money Management