Greg Werlinich

1. What are your firm names?

• Registered Investment Advisor

  Werlinich Asset Management, LLC

2. What is your type of RIA registration?

• SEC

3. Are you a sole practitioner or a member of a firm or team?

• Sole Practitioner

4. What is your relationship to your Registered Investment Advisor?

• Owner

5. What are your years of applicable financial service experience?

• 20 Years

6. Do you have any college degree(s)?

7. Do you belong to any industry associations?

• Financial Planning Association

8. What is your CRD or IARD number?

• 125663

9. Do you hold any active securities licenses?

• No Active Security Licenses

10. Which categories of financial services do you provide?

• Financial Planning Advice & Services
• Investment Advice & Services
• Insurance Advice & Services

11. Which planning services do you provide?

• Financial Plans
• College Plans

12. Which investment advisory services do you provide?

• Investment Strategy & Policy
• Risk Management
• Rebalancing
• Money Manager Selection
• Performance Reports
• Asset Allocation

13. If you make investment decisions for clients, how do you invest their assets?

• Did Not Provide

14. How many clients (not accounts) do you currently service?

• Did Not Provide

15. What amount of client assets is currently under your management or advisement?

• Did Not Provide

16. What is your minimum fee for your planning services?

• Did Not Provide

17. What is your minimum fee for your investment services?

• Did Not Provide

18. What is your minimum asset requirement for your investment services?

• $100,000

19. What is your minimum net worth requirement for your planning services?

• Did Not Provide

20. What type of compensation do you receive for your planning services?

• Asset Based Fees
• Hourly Fees
• Fixed Fees

21. What type of compensation do you receive for your investment advisory services?

• Asset Based Fees
• Hourly Fees
• Fixed Fees

22. Do you work with remote clients over the Internet and telephone?

• Yes

23. Do you hold any active insurance licenses?

• No Active Insurance Licenses

24. Are you a Registered Investment Advisor or an Investment Advisor Representative?

• Yes

25. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?

• Yes

26. What states are covered by your registration(s) to sell investment advisory services?

• All 50 States

27. What states are covered by your registration(s) to sell investment and brokerage products?

• Did Not Provide

28. What states are covered by your registration(s) to sell insurance products?

• Did Not Provide

29. Do you have any compliance disclosures for the past 5 years?

• Investment Disclosures: No
• Insurance Disclosures: No

30. Do you have any criminal disclosures since you became an adult?

• Misdemeanors: No
• Felonies: No

31. How do investors view your ADV Part II?

• Available Upon Request

32. Additional Disclosure Statements or Comments

• Werlinich Asset Management, L.L.C. (hereafter referred to as “WAM”) is a Registered Investment Advisor in the State of New York. WAM is a fee-only financial advisor and money manager. Opinions expressed are solely those of Greg Werlinich, President of WAM. All information contained in this website is believed to be accurate. Any information provided by links from our website is believed to be from reliable sources but we make no representations as to its accuracy or completeness. WAM is not responsible for damages incurred as a result of visits to other websites. WAM does not provide personal financial advice via this web site. The purpose of this site is limited to the dissemination of general information regarding the services offered by WAM. The presence of this site shall not be construed or interpreted as a solicitation to sell, or offer to sell, investment advisory services to residents of any state in which WAM lacks authority. Part II of Form ADV, which details the business.

33. What languages do you speak fluently?

• Did Not Provide

34. What is your primary role?

• Did Not Provide

35. Which investment products do you sell?

• None (I do not sell investment products)

36. Which insurance products do you sell?

• Did Not Provide

37. Do you provide tax advice and services?

• No

38. Do you provide legal advice and services?

• Did Not Provide

39. Do you provide any limited engagement services?

• Financial Plan Reviews

40. What types of clients do you work with?

• Individuals
• Companies (Non-Pension)
• Companies (Pension)
• Public Funds
• Foundations

41. Where does your first meeting with a prospective client take place?

• Investor's Preference

42. Which companies act as custodians for your clients assets?

• TD Waterhouse/Ameritrade

43. What types of reports do you provide your clients and what is the frequency?

44. General Comments:

Did Not Provide

Certification