Graceful Grady, RFC®, WMS, CEA®

Smyrna, Georgia, 30080
advisor

Member Since 2006

Grady Financial is an independent wealth management firm featured in national publications. Our goal is to provide to our clients Valuable Investment Planning\"sm\" with fee-based accounts and low commission trades. As a Wealth Management Specialist (WMS) I show my clients the importance of the life cycle of wealth which are accumulation, consolidation, and distribution phases.
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My Location

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 Background Information

  • Years of Financial Experience

    • 21

  • Certifications and Designations

    • RFC®
    • WMS
    • CEA®

  • Association Memberships

    • IARFC
    • National Ethics Bureau
    • NAFEP

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Fixed fee
    • Investment Services: Asset-based fee, Fixed fee, Commissions (Investment), Commissions (Insurance)

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Other

  • Types of Financial Reports

    • Custodial Report (Monthly)
    • Newsletter (Bi-Monthly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly and annually
    • I review my clients' investment portfolios with them monthly and quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 2107269
    • Securities Registrations: Series 65, Series 63, Series 7, Series 24
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health

  • Company Names

    • Broker/Dealer: Cadaret, Grant, & Co., Inc.

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Florida
    • Georgia
    • Maryland
    • New York
    • North Carolina
    • Ohio
    • WDC

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Wealth Management

  • Investment Services

    • Strategy Development, Asset allocation, Tax Efficient Strategies

  • Investment Products

    • Mutual Funds, Securities, REITs, Options, CDs, 529, Bonds

  • Insurance Products

    • Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Business
 
Contact Graceful
 
Visit Website - http://www.gradyfinancial.com
Paladin Registry

Minimum Asset Requirement

  • None

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Public Pension Funds
  • Nonprofit Organizations

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance