Gerald Summers, CASL®, CFP®, ChFC®
West Chester, Ohio, 45069
Member Since 2008
Every client needs an advocate for his or her financial well being. I \'m committed to place and support your interests before any other to eliminate any possible conflicts of interest. Each client receives personal attention and significant time is devoted to understanding you on an individual basis while learning everything there is to know about your financial state and perspective, your capacity to endure investment risk and your future requirements. Taking time to develop a written investment plan is necessary for proper planning. Along with your plan, your options will be explained in detail including conceivable expectations of your investments. These are essential to providing advice you can count on.
My Location
Background Information
Years of Financial Experience
- 30
Education
- Union Institute and University (BA Finance)
Certifications and Designations
- CASL®
- CFP®
- ChFC®
- CLU®
- Paladin
Association Memberships
- Kingdom Advisors
Methods of Compensation
- Financial Planning: Hourly fee, Fixed fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 145620
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Gerald O. Summers, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Passive Managers, Tax Efficient Strategies, Review Current Portfolios
Visit Website - http://www.gosummers.com
