Gary Vassalotti LIFA, LIFA
Duncansville, Pennsylvania, 16635
Member Since 2006
I am a Fee only advisor and member of the CFA Institute and the International Research Association. My firm subscribes to the Institutes strict code of ethics.
As a former Portfolio Manager and Investment Analyst for one of the nations top 10 money center banks, I have the experience and computer models to professionally manage your portfolios; I am not a run-of-the-mill advisor that simply places clients in mutual funds or stocks that the advisor does not fully understand.
I can put my years of experience to work for you and provide services for all sizes of accounts.
My Location
Background Information
Years of Financial Experience
- 16
Education
- The Pennsylvania State University (BS Finance, Emphasis in Economics)
Certifications and Designations
- LIFA
Association Memberships
- International Reserach Associatoin
- CFA Society
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Ameritrade Advisor Services
Types of Financial Reports
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 119009
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Vassalotti Investment Management Corp
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax
Investment Services
- Written investment policy, Asset allocation, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs, Limited Partnerships
Tax Advice & Services
- Tax Clients: Individuals & Families
- Tax Services: Tax Preparation
Visit Website - http://www.vimcor.com
