Fritz Harnsberger
Santa Barbara, California, 93108
Member Since 2009
I have been safely managing client accounts since 1993. My investment philosophy is centered around the absolute best financial interest of my clients, always acting in accordance with the first rule of investing, which is \"Don\'t Lose Money\". I believe any investment manager who is worth considering should be willing to present his audited track record, and I invite you to examine mine at www.MarathonIP.com. If you are interested in learning more I would love to speak with you. Many of my clients have been with me for over ten years and I can provide references from them and track record audit reports at your request.
My Location
Background Information
Years of Financial Experience
- 18
Education
- California Polytechnic University (Bachelor of Science degree in Mechanical Engi)
- Pepperdine University (Master of Business Administration)
Certifications and Designations
- Registered
Methods of Compensation
- Financial Planning:
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TD Ameritrade
- Rydex|SGI
- Nationwide
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Quarterly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 111487
- Securities Registrations: Series 2 Investment Adviser Exam 1993.
- Insurance Licenses: Life
Company Names
- Registered Investment Advisor: Fritz Harnsberger
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
Planning Services
- None
Investment Services
- Strategy Development, Asset allocation, Performance Reporting, Investment Programs
Investment Products
- None
Visit Website - http://MarathonIP.com
