Fritz Harnsberger

Santa Barbara, California, 93108

 

I have been safely managing client accounts since 1993. My investment philosophy is centered around the absolute best financial interest of my clients, always acting in accordance with the first rule of investing, which is "Don't Lose Money". I believe any investment manager who is worth your consideration should be willing to present his audited track record, and I invite you to examine mine at www.MarathonIP.com. If you are interested in learning more I would love to speak with you. Many of my clients have been with me for over ten years and I can provide references from them and track record audit reports at your request.
 

Background information

Sources of Financial Knowledge

Years of financial service experience

  • 18

Education

  • California Polytechnic University (Bachelor of Science degree in Mechanical Engi)
  • Pepperdine University (Master of Business Administration)

Certifications & Designations

 

Key Business Practices

Methods of Compensation

  • Planning Services:
  • Investment Services: Asset-based fee

Full Disclosure

  • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

Scope of Current Business

  • Number of Clients: 40
  • Amount of Client Assets: $28,000,000

Primary Custodian(s)

  • TD Ameritrade
  • Rydex|SGI
  • Nationwide

Types of Financial Reports

  • Performance Report (Quarterly)
  • Custodial Report (Quarterly)
  • Newsletter (Quarterly)

Additional Business Practices

  • I provide a written agreement to clients before I provide any advice or services.
  • I work with remote clients over the telephone and Internet
  • My clients have online access to their financial data
  • I review my clients' financial plans with them upon request
  • I review my clients' investment portfolios with them quarterly

Licensing, Registrations, Disclosures

Registration & Licensing

  • CRD/IARD Number: 111487
  • Securities Licenses: Series 2 Investment Adviser Exam 1993.
  • Insurance Licenses: Life, Annuity

Company Names

  • Registered Investment Advisor: Fritz Harnsberger
  • Broker/Dealer: None

Fiduciary Status

  • Acknowledged Fiduciary

Compliance Record

  • No Disclosures

Registered or licensed to provide financial advice, services, and products

  • California
 

Financial Services & Products

Planning Services

  • None

Investment Services

  • Strategy Development, Asset allocation, Performance Reporting

Investment Products

  • Proprietary Investment Management programs
 
Paladin Registry
 

Minimum Asset Requirement

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds
  • Public Pension Funds
  • Nonprofit Organizations

Professional Services

  • Financial Advice & Services
  • Money Management
  • Investment Products