Evor Vattuone, CFP®, RIA
Walnut Creek, California, 94596
Member Since 2008
Our mission is to provide the best possible financial solutions and guidance with objective, unbiased, and independent research & recommendations that are tailored to your individual needs at a fair price. We believe our success is not measured merely by performance statistics but also by your success in achieving AND maintaining your goals. Our niche is working with professionals, small businesses, families and retirees.
My Location
Background Information
Years of Financial Experience
- 12
Education
- San Jose State University (BS, Business, 4 Years)
- San Jose State University (BS. Aviation, 4 Years)
- UC Berkeley (BA)
- University of Tokyo (BA)
Certifications and Designations
- CFP®
- RIA
- EA
- NAPFA-RA
Association Memberships
- Financial Planning Association (FPA)
- Silicon Valley Pathfinders
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Shareholders Service Group/Pershing
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them semi-annually, annually and upon request
- I review my clients' investment portfolios with them quarterly, semi-annually, annually and upon request
Registration & Licensing
- CRD/IARD Number: 146000
- Securities Registrations: Series 65
- Insurance Licenses: Life, Annuity, Long-Term Care, Health
Company Names
- Registered Investment Advisor: Aspire Capital Management, LLC
- Broker/Dealer: Shareholders Service Group
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
Disclosure(s)
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Budgeting/Cash Flow planning as well as Debt Management & Advice.
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, I also include Real Estate Analysis in every applicable plan.
Investment Products
- None
Insurance Products
- None
Tax Advice & Services
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing
Visit Website - http://www.AspireCapitalMgmt.com
