Douglas Conoway, CFP®, ChFC®

Rochester, New York, 14618
advisor

Member Since 2005

I offer private retirement planning for Rochester area professionals. My clients are uniform in their desire for a meaningful and balanced retirement life made possible by financial security and peace of mind. As a firm, we offer exceptional services and professional experience to help you achieve your most important personal and financial goals. Our team of dedicated professionals brings the expertise you require to make this possible, and the integrity to ensure that your interests and well-being come first.
Contact Douglas
 
 

My Location

Driving Directions | View Larger Map

 Background Information

  • Years of Financial Experience

    • 26

  • Education

    • State University of NY Bkpt (BS Economics)
    • Rochester Institute of Technology (2 years)

  • Certifications and Designations

    • CFP®
    • ChFC®

  • Association Memberships

    • Financial Planning Association
    • Financial Services Institute

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee, Fixed fee
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee, Commissions (Investment), Commissions (Insurance)

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Trust Company of America (TCA)
    • Pershing LLC
    • Genworth Financial

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Custodial Report (Monthly)
    • Newsletter (Quarterly)

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them annually and upon request
    • I review my clients' investment portfolios with them semi-annually, annually and upon request
 

  • Registration & Licensing

    • CRD/IARD Number: 1363289
    • Securities Registrations: Series 65, Series 63, Series 7, Series 6, Series 24, 51
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health

  • Company Names

    • Registered Investment Advisor: Wealth Management Group LLC
    • Broker/Dealer: American Portfolios Financial Services Inc.

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Arizona
    • California
    • Florida
    • Georgia
    • Kentucky
    • Massachusetts
    • Michigan
    • New York
    • Pennsylvania
    • Rhode Island
    • South Carolina

  • Disclosure(s)

    • View Statement
    • View ADV

  • Planning Services

    • Financial Planning, Retirement, Estate, Hourly, Current Review

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Active Managers, Passive Managers, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios

  • Investment Products

    • Mutual Funds, Securities, Commodities, REITs

  • Insurance Products

    • Life, Variable Annuity, Long-Term Care, Disability Income, Business

  • Tax Advice & Services

    • Tax Clients: Individuals & Families, Businesses, Estates and Trusts
    • Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
 
Contact Douglas
 
Visit Website - http://www.dougconoway.com

Minimum Asset Requirement

  • $250,000

Types of Clients

  • Individuals & Families
  • Businesses
  • Corporate Pension Funds

Professional Services

  • Planning
  • Investment Advice
  • Insurance