Dominick Calderazzo, AIF®, RFC®, Paladin
Tampa, Florida, 33618
Member Since 2007
We are a full service wealth management firm that takes a proactive approach to delivering financial planning and wealth management services to our clients.
Our specialty is to bring all the simple and complex situations that may affect your finances into a manageable plan that is comprehensive yet understandable.
There are three key elements to our business that sets it apart from the rest:
1. It is a client driven wealth management service that is not based on product sales.
2. Our Life Map Planning® process provides proactive ongoing planning and advice.
3. We partner with our clients to custom designed and manage a wealth management program to meet the needs of each client. There is no one size fits all solution
My Location
Background Information
Years of Financial Experience
- 16
Certifications and Designations
- AIF®
- RFC®
- Paladin
Association Memberships
- Kingdom Advisors
- International Association of Registered Financial Consultants
- FI 360 - Center for Fiduciary Studies
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Pershing
- Southwest Securities
- Interactive Brokers
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them annually and upon request
Registration & Licensing
- CRD/IARD Number: 2482440
- Securities Registrations: Series 66, Series 63, Series 7, Series 24
- Insurance Licenses: Life, Annuity, Health
Company Names
- Registered Investment Advisor: Calton & Associates, Inc.
- Broker/Dealer: Calton & Associates, Inc
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Firm Disclosures
- Calton & Associates Inc. is a Tampa Florida based registered investment advisor, registered with the SEC, and is a securities broker dealer that is a member of FINRA/SIPC. Calton and Associates does not offer tax or legal advice. You should consult with your tax or legal advisors regarding your personal circumstances.
Additional Disclosure(s)
- View StatementAdvisory Services and Securities are offered through Calton & Associates Inc. Calton & Associates, Inc. is a Tampa Florida based registered investment advisor, registered with the SEC, and is a securities broker dealer that is a member of FINRA/SIPC.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Income Planning
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Defined contribution governance program.
Investment Products
- REITs, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Disability Income
Visit Website - http://www.calderazzo.com
