Dean Boebinger
Suite 200
Houston, Texas, 77070
Business Philosophy
Faced with a complex and ever-changing financial world, an increasing number of investors seek unbiased professional guidance from an experienced fee-only advisor and investment manager. Whether it is a comfortable retirement or leaving a legacy, Mr. Boebinger has helped clients reach their financial goals with an established investment strategy. This strategy utilizes a six-step process that replicates the disciplined approach used in managing large pension and endowment funds. Mr. Boebinger is listed by Paladin Registry Inc. as a five-star (highest rating) financial advisor and is a MoneyManager.com "Featured Advisor". Mr. Boebinger is Director of Tactical Investment Strategies at Strategic Financial Concepts, LLC (SFC). SFC is the registered investment advisory firm of its sister organization, The National Financial Alliance, with its over 100 affiliated advisors located across the United States and Puerto Rico. With SFC being an independent full-service firm, Mr. Boebinger has access to a multitude of investment products through several discount brokerage trading platforms. Through this partnership, we apply our investment expertise to construct cost efficient, well diversified portfolios-in an attempt to maximize the probability of achieving your financial goals.
My Minimum Asset Requirements: $250,000
Types of Clients:
- Individuals
- Companies (Non-Pension)
- Companies (Pension)
- Public Funds
- Taft-Hartley Funds
- Foundations
Types of Services:
- Financial Planning Advice & Services
- Investment Advice & Services
- Insurance Advice & Services
Assets Under Management:
- Did Not Provide
Number of Clients:
- Did Not Provide
1. What are your firm names?
-
Registered Investment Advisor
Strategic Financial Concepts, LLC
2. What is your type of RIA registration?
- SEC
3. Are you a sole practitioner or a member of a firm or team?
- Sole Practitioner
4. What is your relationship to your Registered Investment Advisor?
- Independent Contractor
5. What are your years of applicable financial service experience?
- 20 Years
6. Do you have any college degree(s)?
School
- U. of California/Berkeley
- U. of Houston/Clear Lake
Degree
- BA Economics
- MA in Healthcare Adm
Major
7. Do you belong to any industry associations?
- Financial Planning Association
- Houston Estate & Financial Forum
- Planned Giving Council of Houston
8. What is your CRD or IARD number?
- 19640905
9. Do you hold any active securities licenses?
- Did Not Provide
10. Which categories of financial services do you provide?
- Financial Planning Advice & Services
- Investment Advice & Services
- Insurance Advice & Services
11. Which planning services do you provide?
- Financial Plans
- Retirement Plans
- College Plans
- Estate Plans
- Charitable Plans
- Tax Plans
- Other
12. Which investment advisory services do you provide?
- Investment Strategy & Policy
- Risk Management
- Rebalancing
- Tax Efficient Investing
- Asset Allocation
- Asset Allocation
- Performance Reports
- Money Manager Selection
- Performance Reports
- Other
13. If you make investment decisions for clients, how do you invest their assets?
- Did Not Provide
14. How many clients (not accounts) do you currently service?
- Did Not Provide
15. What amount of client assets is currently under your management or advisement?
- Did Not Provide
16. What is minimum fee for your planning services?
- Did Not Provide
17. What is your minimum asset requirement for your investment services?
- $250,000
18. What is your minimum net worth requirement for your planning services?
- Did Not Provide
19. What type of compensation do you receive for your planning services?
- Asset Based Fees
- Hourly Fees
- Fixed Fees
20. What type of compensation do you receive for your investment advisory services?
- Asset Based Fees
- Hourly Fees
- Fixed Fees
21. Do you work with remote clients over the Internet and telephone?
- Yes
22. Do you hold any active insurance licenses?
- Life
- Annuity
- Long-Term Care
- Disability
- Health
23. Are you a Registered Investment Advisor or an Investment Advisor Representative?
- Yes
24. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
- Yes
25. What states are covered by your registration(s) to sell investment advisory services?
- Texas
- New Mexico
- California
- Florida
- Louisiana
- New Jersey
- Pennsylvania
- Utah
26. What states are covered by your registration(s) to sell investment and brokerage products?
- Did Not Provide
27. What states are covered by your registration(s) to sell insurance products?
- Did Not Provide
28. Do you have any compliance disclosures for the past 5 years?
- Investment Disclosures: No
- Insurance Disclosures: No
29. Do you have any criminal disclosures since you became an adult?
- Misdemeanors: No
- Felonies: No
30. How do investors view your ADV Part II?
Available Upon Request
31. What languages do you speak fluently?
- Did Not Provide
32. What is your primary role?
- Did Not Provide
33. Which investment products do you sell?
- Mutual Funds
- Commodities
- REITs
- Other
34. Which insurance products do you sell?
- Life
- Fixed Annuities
- Variable Annuities
- Long Term Care
35. Do you provide tax advice and services?
- No
36. Do you provide legal advice and services?
- Did Not Provide
37. Do you provide any limited engagement services?
- Did Not Provide
38. What types of clients do you work with?
- Individuals
- Companies (Non-Pension)
- Companies (Pension)
- Public Funds
- Taft-Hartley Funds
- Foundations
39. Where does your first meeting with a prospective client take place?
- Investor's Preference
40. Which companies act as custodians for your clients assets?
- Charles Schwab
- TD Ameritrade
41. What types of reports do you provide your clients and what is the frequency?
- Performance ()
- Brokerage Statement ()
- Market Environment ()
- Newsletters ()
- Other ()
42. General Comments:
Certification
I certify all of the information in my professional profile is accurate and up-to-date.Most Recent Update: May/ 8/2013