David Wismer, CFP®
Colorado Springs, Colorado, 80919
Member Since 2006
We believe that the management of your assets requires a systematic process. Our Advance & Protect process incorporates a sell discipline, non-correlated asset classes and position sizing. This prevents you from using bull market strategies in bear markets.
We have the experience, integrity and systems to help you achieve your most important goals. We provide the confidence that comes from knowing you have entrusted your financial future to a team of professionals that cares about you individually regardless of the size of your portfolio.
We will provide you with clear instructions and explain the reasons \"why\" so you will be prepared to make informed decisions without any guesswork
My Location
Background Information
Years of Financial Experience
- 21
Education
- San Diego State University (BS Finance)
Certifications and Designations
- CFP®
Association Memberships
- National Association of Independent Advisors
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- LPL Financial
Types of Financial Reports
- Performance Report (Monthly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and semi-annually
- I review my clients' investment portfolios with them semi-annually
Registration & Licensing
- CRD/IARD Number: 2397960
- Securities Registrations: Series 65, Series 63, Series 7, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: LPL Financial
- Broker/Dealer: LPL Financial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
- Colorado
- Georgia
- Massachusetts
- Nevada
- North Dakota
- Texas
Disclosure(s)
- View StatementSecurities offered through LPL Financial, Member FINRA/SIPC
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Quantitative analysis
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Advance & Protect Investment Strategies
Investment Products
- Mutual Funds, Securities, Commodities, REITs, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Health
Visit Website - http://www.lpl.com/wismerfs
