David Warshaw, ChFC®, CLU®
Garden City, New York, 11530
Member Since 2011
We at the WealthPlan believe that people should work with an advisor to reach their financial goals. The most common goals people have are investing towards retirement, drawing income from retirement portfolios, college education for children, a purchase of a second home, and lowering one\'s tax burden.
We believe the traits of a qualified advisor include knowledge, experience, passion, commitment to excellence, constant improvement, honesty, and integrity.
We provide our clients financial education, unbiased advice, exceptional service, non-proprietary products, and pioneering technology.
By delivering this successfully, our clients possess peace of mind and feel the solutions we provide will result in meaningful results.
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Background Information
Years of Financial Experience
- 8
Education
- Washington University of St. Louis (BSBA Finance / Accounting)
Certifications and Designations
- ChFC®
- CLU®
Methods of Compensation
- Financial Planning: Asset-based fee, Commissions (Insurance)
- Investment Services: Asset-based fee
Primary Custodian(s)
- Pershing
- Curian & Genworth
- Fidelity & TD Ameritrade
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- CRD/IARD Number: 4702122
- Securities Registrations: Series 7, Series 66
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: None
- Broker/Dealer: American Portfolios
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementRegistered Representative offering securities through American Portfolios Financial Services, Inc. Member: FINRA, SIPC Investment Advisor services offered through American Portfolios Advisors, Inc. An SEC Registered Investment Advisor The WealthPlan is independent of American Portfolios Financial Services Inc. and American Portfolios Advisors Inc.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Tax, Current Review
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, Derivatives, Commodities, Currencies, Equity
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing
Visit Website - http://www.thewealthplan.com
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Register 4 The WealthPlan Webinar: The Evolution of Investing 2.0.
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Estate and gifting strategies are affected by tax rates that are subject to change in 2013. http://t.co/s75uZnn7