David Smyth

Lexington, Kentucky, 40503
advisor

Member Since 2007

At Family Financial Partners, we know that each of our families, as we refer to our clients, have specific goals that they would like to achieve. Our belief is that goals are achieved only when they are written down and given a definite date of completion. We work with each of our families to help them establish specific goals and specific timelines so that they can realize these goals in the least amount of time. Financial services are integrated with legal advice, tax accounting, and customized asset management, which is not typically a do-it-yourself endeavor. If you are looking for a relationship with a financial advisor who will hold you accountable, we are a great fit for your family.
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My Location

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 Background Information

  • Years of Financial Experience

    • 13

  • Education

    • Asbury College (BA Communication)

  • Association Memberships

    • NAIFA

  • Methods of Compensation

    • Financial Planning: Asset-based fee, Hourly fee, Fixed fee
    • Investment Services: Asset-based fee, Hourly fee, Fixed fee

  • Full Disclosure

    • I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.

  • Primary Custodian(s)

    • Pershing

  • Types of Financial Reports

    • Performance Report (Quarterly)
    • Newsletter (Monthly)
    • Other

  • Additional Business Practices

    • I provide a written agreement to clients before I provide any advice or services.
    • I work with remote clients over the telephone and Internet
    • My clients have online access to their financial data
    • I review my clients' financial plans with them quarterly
    • I review my clients' investment portfolios with them quarterly
 

  • Registration & Licensing

    • CRD/IARD Number: 3269211
    • Securities Registrations: Series 66, Series 63, Series 7
    • Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health

  • Company Names

    • Registered Investment Advisor: ONIMCO
    • Broker/Dealer: ONESCO

  • Fiduciary Status

    • Acknowledged Fiduciary in advisory relationships

  • Compliance Record

    • No Disclosures

  • Criminal Record

    • No Disclosures

  • Registered or licensed to provide financial advice, services, and products

    • Alabama
    • California
    • Colorado
    • Connecticut
    • Florida
    • Georgia
    • Indiana
    • Kentucky
    • Maryland
    • Michigan
    • Missouri
    • New Hampshire
    • North Carolina
    • Ohio
    • Pennsylvania
    • Tennessee
    • Texas
    • Virginia
    • Washington

  • Disclosure(s)

    • View Statement

  • Planning Services

    • Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Elder / SS Planning

  • Investment Services

    • Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies

  • Investment Products

    • Mutual Funds, Securities, Commodities, REITs, Equity, Limited Partnerships

  • Insurance Products

    • Life, Variable Annuity, Long-Term Care, Disability Income, Health, Business
 
Contact David
 
Visit Website - http://FamilyFinancialPartners.com
Paladin Registry

Minimum Asset Requirement

  • $500,000

Types of Clients

  • Individuals & Families
  • Businesses

Professional Services

  • Planning
  • Investment Advice
  • Money Management
  • Insurance
  • Tax

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